Disclosures

  1. SLT Holdings LLC DBA SL Capital is registered with the SEC as an investment adviser. The firm only conducts business in jurisdictions where it is properly registered or is excluded or exempted from registration requirements. Registration as an investment adviser is not an endorsement of the firm by securities regulators and does not mean the adviser has achieved a specific level of skill or ability. The firm is not engaged in the practice of law or accounting.
  2. Information presented is believed to be current. It should not be viewed as personalized investment advice. All expressions of opinion reflect the judgment of the authors on the date of publication and may change in response to market conditions. You should consult with a professional advisor before implementing any strategies discussed.
  3. Content should not be viewed as an offer to buy or sell any of the securities mentioned or as legal or tax advice. You should always consult an attorney or tax professional regarding your specific legal or tax situation. Estate planning and tax rules are subject to change at any time.
  4. Hyperlinks on this website are provided as a convenience. We cannot be held responsible for information, services or products found on websites linked to ours.
  5. All investments and strategies have the potential for profit or loss. Different types of investments involve higher and lower levels of risk. There is no guarantee that a specific investment or strategy will be suitable or profitable for an investor’s portfolio. Historical performance returns for investment indexes and/or categories, usually do not deduct transaction and/or custodial charges or an advisory fee, which would decrease historical performance results. There are no assurances that an investor’s portfolio will match or exceed any particular benchmark. Asset allocation, rebalancing, and diversification do not ensure or guarantee better performance and cannot eliminate the risk of investment losses.
  6. SL Capital is affiliated with SL Risk Management LLC, a licensed insurance agency, through common ownership and control. In addition, certain associated persons of our firm are licensed as independent insurance agents. These persons will earn commission-based compensation for selling insurance products, including those insurance products they sell to our clients. Insurance commissions earned by these persons are separate from and in addition to our advisory fees. Insurance product guarantees are subject to the claims-paying ability of the issuing insurance company.
  7. Annuity sales generate substantial up-front commissions and ongoing trails based on the annuity’s total value. In addition, many annuities contain surrender charges and/or restrictions on access to your funds. Payments and withdrawals can have tax consequences.
  8. Alternative investments are speculative and involve a high degree of risk. Investors could lose all or a substantial portion of their investment. Alternative investments are generally illiquid and may utilize highly speculative investment strategies.
  9. Structured notes are complex financial instruments. They are subject to numerous risks including market risk, issuance price and note value risk, liquidity risk, and credit risk. Please see our Form ADV for further information about these risks.
  10. Although buffer ETFs are intended to safeguard against market downturns by employing complex options strategies, they typically charge higher management fees that are considerably more than the index funds whose performance they attempt to track. In addition, because buffer funds own options, they do not receive dividends from their equity holdings. Both factors result in the underperformance of the buffer ETF compared to the index they attempt to track.
  11. Photos are used for the singular purpose of enhancing the website. None of them are photographs of current or former clients.

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